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Become a corporate lawyer
·
Module 7
Securities Regulation
1
Applying the Howey Test to Identify Securities
Apply the Howey test to determine whether an investment constitutes a 'security'.
2
Understanding the Securities Act of 1933 and Public Offering Registration
Describe the purpose of the Securities Act of 1933 and the process of registering a public offering.
3
Understanding Exempt Offerings: Focus on Regulation D
Analyze key exemptions from registration, focusing on private placements under Regulation D.
4
Understanding the Securities Exchange Act of 1934
Describe the purpose of the Securities Exchange Act of 1934 and identify key periodic reporting requirements.
5
Materiality in Securities Filings
Apply the standard of 'materiality' to determine disclosure requirements in securities filings.
6
Elements of a Rule 10b-5 Claim
Analyze the elements of a securities fraud claim under SEC Rule 10b-5.
7
Applying Rule 10b-5: Insider Trading Theories
Apply Rule 10b-5 to prohibit insider trading, distinguishing between classical and misappropriation theories.
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Advanced Contract Law for Commerce
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Mergers and Acquisitions