Hello! Welcome back to our exploration of the Schwarzschild geometry.
In our last lesson, we performed a remarkable feat of mathematical surgery. By transitioning to Kruskal-Szekeres coordinates, we extended the Schwarzschild solution beyond the coordinate singularity at , revealing the full, maximally extended spacetime. The resulting Kruskal diagram gave us a complete map, but one that still stretches to infinity.
Today, we will complete our cartographic project. The goal of this lesson is to construct the Penrose diagram for the maximally extended Schwarzschild spacetime. This involves one final, elegant transformation that "squashes" the infinite Kruskal diagram into a finite shape, allowing us to see the entire causal history of the universe—from its infinite past to its infinite future—at a single glance. This tool, invented by Roger Penrose, is indispensable for understanding the global structure of spacetimes.
1. The Art of Conformal Compactification
A Penrose diagram is a two-dimensional map of a spacetime that has been conformally transformed to bring its infinite regions to a finite boundary.
What does this mean? We find a new set of coordinates, say , and a scalar function such that the original metric is related to a new, simpler metric by:
The key insight is that the paths of light rays (null geodesics) are unchanged by such a transformation. Since for light, it follows that as well. This means that while distances and times are distorted, the fundamental causal structure—what can and cannot be influenced by what—is perfectly preserved. In these diagrams, radial light rays always travel at 45-degree angles.
To understand the technique, it's best to start with the simplest case: flat Minkowski spacetime.
7 The Schwarzschild Solution and Black Holes
The following sections from Sean Carroll's lecture notes provide a clear, pedagogical introduction to Penrose diagrams by first constructing one for flat Minkowski space. This will establish the concepts and terminology we'll need for the Schwarzschild case.
Please read the entire section 'Penrose Diagrams' starting on page 193. Focus on the series of coordinate transformations for Minkowski space: from (t, r) to null coordinates (u, v), then to the 'squashed' angular coordinates (U, V), and finally to (η, χ). Pay special attention to the identification of the boundaries: i+, i-, i0, and I+ (scri-plus), I- (scri-minus).
As you've just read, the process for Minkowski space yields a diamond shape. The boundaries of this diamond represent the "ends" of spacetime:
- Past Timelike Infinity (): The point in the infinite past from which all timelike worldlines originate.
- Future Timelike Infinity (): The point in the infinite future where all timelike worldlines terminate.
- Spacelike Infinity (): The point that is infinitely far away in a spatial direction. All spacelike geodesics begin and end here.
- Past Null Infinity ( or "scri minus"): The boundary in the infinite past from which all light rays originate.
- Future Null Infinity ( or "scri plus"): The boundary in the infinite future where all light rays terminate.
Any event in the interior of the diamond is a point in spacetime, and because every point represents a 2-sphere, we have a map of the entire 4D Minkowski spacetime.
2. Constructing the Schwarzschild-Kruskal Penrose Diagram
Now, we will apply this same logic to the maximally extended Schwarzschild spacetime. The good news is that our work in the previous lesson has already put the metric into a form that is ripe for this transformation. Recall the Kruskal-Szekeres metric:
The crucial part is the term. The radial and time components of the metric are conformally equivalent to 2D Minkowski space. Therefore, we can apply the exact same "squashing" transformation to the coordinates that we just saw applied to the coordinates of flat space.
The process is a sequence of precise coordinate transformations. While the algebra can be intricate, the logic is straightforward. We want to find a set of coordinates that covers the entire spacetime and brings the infinities to finite coordinate values.
The Construction and Application of Penrose Diagrams, ...
The following research paper provides a highly rigorous and detailed walkthrough of the construction of the Penrose diagram for Schwarzschild spacetime. Given your preference for mathematical formalism, this is an ideal resource. We will walk through it step by step.
First, please read Section III, 'Basic Idea Behind Penrose Diagrams' (starting on page 8). This will provide a more formal definition and reinforce the conceptual framework we've just discussed. Next, carefully study Section IV.A, 'Coordinate Representation for the Penrose Diagram' (starting on page 9). This is the core of our construction. Follow the three key coordinate transformations: From Schwarzschild to Eddington-Finkelstein double-null coordinates (u, v). From (u, v) to compactified Kruskal-Szekeres double-null coordinates (U, V) using the arctan function. From (U, V) to the final compactified spacetime coordinates (T, X). Focus on the logic behind each step: the first step gets the metric into a conformally flat form, the second compactifies the coordinates, and the third rotates them for a conventional final appearance.
Let's summarize the key results from the paper. The procedure yields a set of compactified coordinates, which we'll call to distinguish them from the Kruskal , that cover the entire manifold in a finite region. The metric takes the form:
where is the new overall conformal factor. Because the part is explicitly the 2D Minkowski metric, we can now draw the spacetime diagram as a diamond, just like we did for flat space.
3. Interpreting the Diagram
With the coordinates established, we can now identify the various regions and boundaries of the complete Schwarzschild spacetime on our finite map. The paper you just read provides all the necessary relations.
The Construction and Application of Penrose Diagrams, ...
Now, let's interpret the map we've built. The next section of the paper explicitly identifies the diagram's components in terms of the new compactified coordinates.
Please read Section IV.B, 'Components of the Penrose Diagram' (starting on page 14). This section defines future/past timelike, null, and spacelike infinities, as well as the singularities and horizons, in terms of the final coordinates. It then identifies the four regions (BI, BII, BIII, BIV) within these boundaries.
Putting everything together, we get the celebrated Penrose diagram for the maximally extended Schwarzschild spacetime.

*This diagram represents the entire maximally extended Schwarzschild spacetime. Each point is a 2-sphere. Radial light rays travel at 45 degrees.
- Regions I and III are the two asymptotically flat "universes".
- Region II is the black hole interior.
- Region IV is the white hole interior.
- The wavy lines at the top and bottom represent the future and past spacelike singularities ().
- The diagonal lines separating the regions are the event horizons ().
- The boundaries are labeled with the various infinities: (timelike), (spacelike), and (null). Notice that each of the two exterior regions has its own complete set of infinities.*
The power of this diagram is its ability to visualize complex causal relationships. For example:
- An observer starting in Region I who stays outside the black hole has a worldline that begins at and ends at .
- A photon sent from Region I that escapes to infinity has a worldline that begins on and ends on .
- An observer who falls into the black hole has a worldline that starts at in Region I, crosses the future event horizon into Region II, and inevitably terminates on the future singularity at .
- Nothing can travel from Region I to Region III, as this would require moving outside the local light cone (i.e., faster than light). The connection between them, the Einstein-Rosen bridge, pinches off too quickly to be traversed.
Test your understanding!
On a piece of paper, sketch the Penrose diagram. Now, draw and describe the complete worldline of a photon that is emitted from the white hole singularity, travels through Region IV, emerges into our universe (Region I), and is then captured by the black hole, ultimately hitting the black hole singularity.
Show answer
- The worldline begins on the past singularity (, bottom wavy line) inside Region IV.
- It travels upward and to the right at a 45-degree angle.
- It crosses the past event horizon (the boundary between IV and I).
- It continues through Region I, still moving upward and to the right at 45 degrees.
- It then crosses the future event horizon (the boundary between I and II).
- Finally, it travels through Region II until it terminates on the future singularity (, top wavy line).
This path shows a continuous null geodesic connecting the past singularity to the future singularity.
Conclusion
Today we have reached a major milestone. By mastering the Penrose diagram, you have gained a powerful tool for visualizing and understanding the global properties of complex spacetimes.
Key Takeaways:
- A Penrose diagram is a conformal transformation of a spacetime that maps its infinite regions onto a finite diagram, while preserving the causal structure (i.e., light cones remain at 45 degrees).
- The construction proceeds by transforming to coordinates where the metric is conformally flat (like Kruskal's), and then applying a "squashing" transformation (like
arctan) to bring infinity to a finite boundary. - The Penrose diagram for the maximally extended Schwarzschild solution is a diamond shape containing four regions: two asymptotically flat exteriors (a "universe" and a "parallel universe"), a black hole interior, and a white hole interior.
- The diagram makes the causal structure manifest: the spacelike nature of the singularity and the null nature of the horizons are clear, as are the fates of all possible observers and light rays.
Preview of Next Lesson:
We have now exhaustively analyzed the spacetime of a static, uncharged, non-rotating black hole. What happens if we add electric charge? In the next lesson, we will derive the Reissner-Nordström metric for a charged, non-rotating black hole. We will find that the presence of charge dramatically alters the interior structure, leading to an even more fascinating and complex Penrose diagram.